Trading

SSIAM VNFIN LEAD ETF

18,323.56

48.19 (0.26%) Updated at 07/12/2023

Trading

Primary investment
Secondary investment

TRADING OVERVIEW

CREATION MINIMUM ORDER	01 creation unit (equivalent to 100,000 Fund units)
REDEMPTION ORDER	01 creation unit (equivalent to 100,000 Fund units)
DEALING DATE	Daily (Day T)
CUT-OFF TIME	14:40 pm on Day T

Basket of Component Securities


STT No.	Mã CP Sec Code	Tỉ lệ %	Số lượng Qty	Giá Price	Đối tượng áp dụng mã chứng khoán thay thế bằng tiền Parties can substitute cash for securities
1	ACB	7.3%	6,000	22,400	Nhà đầu tư nước ngoài/AP nước ngoài Foreign Investor/Foreign AP
2	BID	0.2%	100	40,600	BSC
3	CTG	2.1%	1,400	26,900
4	EIB	4.5%	4,300	19,050
5	HCM	0.7%	400	30,850	HSC
6	HDB	2.0%	2,000	18,700
7	LPB	3.3%	3,800	16,000
8	MBB	7.0%	7,000	18,250	Nhà đầu tư nước ngoài/AP nước ngoài Foreign Investor/Foreign AP
9	MSB	1.4%	1,900	13,000	Nhà đầu tư nước ngoài/AP nước ngoài Foreign Investor/Foreign AP
10	OCB	0.3%	400	14,100
11	SHB	5.5%	9,100	11,050
12	SSB	0.6%	500	22,700
13	SSI	10.4%	5,800	32,850	SSI
14	STB	13.6%	8,700	28,550
15	TCB	9.6%	5,700	30,850	Nhà đầu tư nước ngoài/AP nước ngoài Foreign Investor/Foreign AP
16	TPB	2.1%	2,200	17,550	Nhà đầu tư nước ngoài/AP nước ngoài Foreign Investor/Foreign AP
17	VCB	3.2%	700	85,200
18	VCI	1.4%	600	42,500	VIETCAP
19	VIB	1.8%	1,700	19,300	Nhà đầu tư nước ngoài/AP nước ngoài Foreign Investor/Foreign AP
20	VND	5.6%	4,700	22,000
21	VPB	13.9%	13,000	19,650

Giá trị danh mục chứng khoán cơ cấu/Value of component securities basket:				1,768,740,000	VND
Giá trị lô chứng chỉ quỹ ETF/Value per ETF Creation Unit: (VND)				1,832,356,673	VND
Giá trị chênh lệch/Cash component: (VND)				63,616,673	VND

Nhà đầu tư nước ngoài: Do cổ phiếu đã đạt tỷ lệ sở hữu nước ngoài tối đa/Foreign Investor : The stock reaches foreign ownership limit

BSC: Hạn chế đầu tư cổ phiếu công ty mẹ theo quy định điều 28.4a, Thông tư 121/2020/TT-BTC/ Restriction of ownership by Circular 121/2020/TT-BTC

SSI: Cổ phiếu Quỹ chưa đăng ký giao dịch/ Treasury stock not yet registered for trading

VIETCAP: Cổ phiếu Quỹ chưa đăng ký giao dịch/ Treasury stock not yet registered for trading

HSC: Cổ phiếu Quỹ chưa đăng ký giao dịch/ Treasury stock not yet registered for trading

Trading results


Chỉ tiêu/Criteria	Kỳ này/This Period 06/12/2023	Kỳ trước/Last Period 05/12/2023	Chênh lệch/Change
Số lô đã phát hành thêm/Creation Units were issued	0	0	0
Số lô đã mua lại/Creation Units were redeemed	27	94	-67
Tổng số lượng CCQ đăng ký niêm yết/Issued shares	134,300,000	137,000,000	-2,700,000
Giá đóng cửa (VND/ccq)/Close price	18,270	18,080	190
Giá trị tài sản ròng tại ngày định giá/Net Asset Value at Valuation Date	0	0
của quỹ ETF/ of the Fund	2,648,413,219,350	2,673,504,624,183	-25,091,404,833
của 1 lô CCQ ETF/ per Creation Unit	1,809,025,423	1,824,917,832	-15,892,409
của 1 CCQ/ per Share	18,090.25	18,249.17	-158.92
Chỉ số tham chiếu/Tracking Index	1,808.83	1,790.32	18.51

CREATION ORDER

	INSTRUCTION	NOTES
STEP 1	Prepare Basket of Component Securities
STEP 2	Submit requested documents for creation order to Authorized Participants	Before 14:40 on Day T
STEP 3	Transfer component cash from your Indirect Investment Capital Account to Fund’s account	Before 11:00 on Day T+1
STEP 4	Receive transaction confirmation	Within 02 working days after Dealing date (Day T)

MONEY TRANSFER GUIDE

	AUTHORIZED PARTICIPANTS AND DISTRIBUTOR	ABBREVIATIONS	ACCOUNT NUMBER	BENIFICIARY NAME AND BENIFICIARY BANK
1	SSI Securities Corporation	SSI	0681000001448	Benificiary name: SSIAM VNFIN LEAD ETF Benificiaty bank: Vietcombank - Head Office
2	Mirae Asset Securities (Vietnam) Limited Liability Company	MAS	0681000001447
3	BIDV Securities Company	BSC	1013184321
4	KIS Vietnam Securities Corporation	KIS	1014427787
5	Viet Capital Securities Corporation	VIETCAP	1013184186
6	Ho Chi Minh Securities Corporation	HSC	1022706858

REDEMPTION ORDER

	INSTRUCTION	NOTES
STEP 1	Submit requested documents for redemption order to Authorized Participants	Before 14:40 on Day T
STEP 2	Receive transaction confirmation	Within 02 working days after Dealing date (Day T)
STEP 3	Receive basket of component securities	Basket of component securities will be transferred to Investor’s securities trading account at Authorized participant within 01 working day since the Dealing date (Day T)
STEP 4	Receive payment of any cash component (if any)	Cash component (if any) will be transferred to Investor’s foreign indirect investment capital account as registered within 03 working days after Dealing date (Day T)

TAXES APPLIED FOR FOREIGN INVESTORS

Investors	Tax on Investor arising from
	Dividend payment	Redemption Fund Unit	Gift/Inheritance
Residential individuals	5%	0.1% of transaction value (1)	10% of securities value higher than VND 10 million
Non-residential individuals	5% (1)(2)	0.1% of transaction value (1)	10% of securities value higher than VND 10 million
Foreign Institutions	- Exempt if distributed dividend are after tax-profit - 22% from 1/1/2014 and 20% from 1/1/2016 if tax-profit has not been deducted (1)	0.1% of transaction value (1)	0.1% of transaction value (1)(3)

(1) Tax withheld at source.

(2) An individual is not required to pay personal income tax when receiving dividend of stocks/fund units but shall pay the income tax for capital investment and securities transfer when transferring these stocks (Point d, Clause 2, Article 11 Circular 111).

(3) There is no specific regulation on taxation of foreign institutional investors receiving gift/inheritance in the form of securities. However, giving gift/inheritance shall result in the transaction of securities transfer. Under the Decision 218, tax rate of 0.1% of the securities transfer value shall be applied. Accordingly, Investors may have to pay for the tax rate of 0.1% transaction values when receiving gift/inheritance.

TRADING OF ETF CERTIFICATE ON STOCK EXCHANGE

SSIAM VNFIN LEAD ETF Certificate is listed on HSX. Investors can trade listed ETF Certificates on the Stock Exchange.

Investors/ Authorized Participants must place a trading order from their own securities trading account. Trading and settlement must be implemented in accordance with the regulations on securities trading issued by Stock Exchange and VSDC.

The trading unit shall be as regulated by Stock Exchange where the SSIAM VNFIN LEAD ETF certificates are listed.

EXCHANGE	Ho Chi Minh City Stock Exchange (HSX)
TICKER	FUESSVFL
TRANSACTION TYPE	MP/LO
TRANSACTION DATE	Daily

INAV

	Value	Change	% change
iNAV	18,267	-0.56	-0.31
iINDEX	2,210.29	-6.87	-0.31

Secondary transaction information

Trading

Primary investment

Secondary investment

INAV